alphra regulatory

Since the last financial crisis we have seen a significant increase of regulations both in domestic and international environments. These regulations impose significant challenges on most professional market participants within financial services. A failure to comply may result in significant penalties and reputational damage.

The regulatory experts at alphra partners offer a significant experience in capital markets affiliated regulatory topics like MiFID II, FIDLEG, FINIG, FinfraG and can help you lift your challenges through a coordinated approach.

Markets & Infrastructure

Product

Regulation

Client

protection

European / International

Regulations

Swiss

Regulations

EMIR

MiFIR

Dodd Frank Act

FinfraG

FINIG

UCITS V

AIFMD

CISA

MiFID II

PRIIPs

MAR

MAD

GDPR

FIDLEG

Retrocessions