
alphra regulatory
Since the last financial crisis we have seen a significant increase of regulations both in domestic and international environments. These regulations impose significant challenges on most professional market participants within financial services. A failure to comply may result in significant penalties and reputational damage.
The regulatory experts at alphra partners offer a significant experience in capital markets affiliated regulatory topics like MiFID II, FIDLEG, FINIG, FinfraG and can help you lift your challenges through a coordinated approach.
Markets & Infrastructure
Product
Regulation
Client
protection
European / International
Regulations
Swiss
Regulations
EMIR
MiFIR
Dodd Frank Act
FinfraG
FINIG
UCITS V
AIFMD
CISA
MiFID II
PRIIPs
MAR
MAD
GDPR
FIDLEG
Retrocessions